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Psychological Risk Assessment: The Complete Guide 2026

Everything about psychological risk assessment: Legal requirements, 7-step guide, method comparison and practical tips for implementation.

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TL;DR – Key Takeaways

  • Psychological risk assessment has been mandatory for all employers in Germany since 2013
  • Violations can result in fines up to 30,000 euros and personal liability for management
  • Implementation follows 7 steps: Preparation, define activities, identify stressors, assessment, measures, implementation, effectiveness review
  • Digital solutions like SafeMind significantly reduce effort and ensure legally compliant documentation
Mitarbeiter bei der Durchführung einer psychischen Gefährdungsbeurteilung

What is a Psychological Risk Assessment?

A psychological risk assessment (German: psychische Gefährdungsbeurteilung or GB Psych) is a systematic procedure for identifying and evaluating psychological stressors in the workplace. It is part of the general risk assessment under the German Occupational Health and Safety Act (ArbSchG) and has been explicitly required by law since 2013.

Unlike the assessment of physical hazards, the psychological risk assessment focuses on working conditions that can affect employees' mental health. These include, for example:

  • Work intensity and time pressure
  • Scope for action and decision-making freedom
  • Social relationships in the workplace
  • Work environment (noise, lighting, room climate)
  • Working hours and work-life balance
Important: The psychological risk assessment does not capture individual mental illnesses or personal problems of employees. It is exclusively about the working conditions themselves.

The legal basis for psychological risk assessment is found in the German Occupational Health and Safety Act (ArbSchG):

§ 5 ArbSchG - Assessment of Working Conditions

Since the 2013 amendment, § 5 para. 3 no. 6 ArbSchG explicitly mentions "psychological stress at work" as a risk factor to be considered. This means:

  • Every employer is required to assess psychological stress
  • There are no exceptions based on company size or industry
  • The obligation applies from the first employee

§ 6 ArbSchG - Documentation Requirement

Employers with more than 10 employees must document the results of the risk assessment. The documentation must include:

  • The result of the risk assessment
  • The defined occupational health and safety measures
  • The result of the review (effectiveness check)

Consequences of Non-Compliance

Failure to conduct a psychological risk assessment can have serious consequences:

  • Fines up to 30,000 euros under § 25 ArbSchG
  • Personal liability of management in case of work accidents or illnesses
  • Recourse claims from employer's liability insurance associations
  • Criminal liability in case of intent (§ 26 ArbSchG)

GDA Inspections 2026: Stricter Controls

The Joint German Occupational Safety and Health Strategy (GDA) has designated psychological stress as a priority topic for the period 2024-2029. This means:

  • Increased inspections by trade supervisory authorities and employer's liability insurance associations
  • Standardized inspection procedures for psychological risk assessments
  • Higher fines for identified deficiencies

According to GDA statistics, only about 50% of companies have so far conducted a complete psychological risk assessment. Authorities will increasingly verify this in the coming years.

The 7 Steps of Psychological Risk Assessment

Conducting a psychological risk assessment follows a structured process with seven steps:

Step 1: Preparation and Planning

Before starting, you should clarify the following questions:

  • Who is responsible for conducting the assessment?
  • Which method will be used (questionnaire, interviews, workshops)?
  • How will the works council be involved?
  • What budget and timeframe are available?

Step 2: Define Activities/Areas

Identify similar activity groups in your company. Not every individual workplace needs to be considered separately - comparable activities can be grouped together.

Step 3: Identify Psychological Stressors

Psychological stressors can be identified through various methods:

  • Standardized questionnaires (e.g., COPSOQ, KFZA)
  • Employee interviews
  • Facilitated workshops
  • Observation methods

Step 4: Evaluate Stressors

The identified stressors are evaluated. Results are compared with reference values or benchmarks to identify critical areas.

Step 5: Develop Measures

For identified problem areas, measures are developed according to the TOP principle:

  • Technical measures (e.g., better work equipment)
  • Organizational measures (e.g., process optimization)
  • Personal measures (e.g., training)

Step 6: Implement Measures

The agreed measures are implemented with clear responsibilities and deadlines.

Step 7: Review Effectiveness

After an appropriate period, it is checked whether the measures are having the desired effect. Adjustments are made if necessary.

Method Comparison: Questionnaire, Interview, or Workshop?

There are various recognized methods for conducting a psychological risk assessment. Each has its advantages and disadvantages:

Standardized Questionnaires

Advantages:

  • Anonymous participation possible
  • Quantitative, comparable results
  • Low time investment per employee
  • Scientifically validated

Disadvantages:

  • Less depth on individual topics
  • No individual follow-up questions possible

Guided Interviews

Advantages:

  • In-depth information
  • Individual follow-up questions possible
  • High acceptance among employees

Disadvantages:

  • High time investment
  • No anonymity
  • Requires trained interviewers

Facilitated Workshops

Advantages:

  • Direct involvement of employees
  • Team-based measure development
  • High acceptance of results

Disadvantages:

  • Group dynamics can influence results
  • Not suitable for all topics
  • Requires experienced facilitation

Common Mistakes in Psychological Risk Assessment – And How to Avoid Them

The same mistakes are repeatedly made when conducting psychological risk assessments:

Mistake 1: No or Insufficient Documentation

Problem: Results are not documented or only incompletely documented.

Solution: Use structured documentation that records all steps in a traceable manner. Digital solutions like SafeMind automatically create legally compliant records.

Mistake 2: One-Time Implementation Without Updates

Problem: The assessment is conducted once and then forgotten.

Solution: The risk assessment must be updated regularly – at least every 2-3 years or when working conditions change significantly.

Mistake 3: Failure to Involve the Works Council

Problem: The works council is not involved or involved too late.

Solution: Involve the works council from the beginning. They have co-determination rights under § 87 BetrVG on health protection matters.

Mistake 4: No Measures Derived from Results

Problem: Stressors are identified, but no concrete measures follow.

Solution: Develop at least one concrete measure with responsibility and deadline for each identified problem area.

Digital Solutions: Implementing Psychological Risk Assessment Efficiently

Modern digital solutions like SafeMind significantly simplify conducting psychological risk assessments:

  • Quick setup: Create a survey in minutes
  • Barrier-free participation: Available in 15 languages
  • Automatic evaluation: Results immediately available with benchmarking
  • Legally compliant documentation: Certificates with timestamps
  • Measure tracking: Integrated tool for implementation monitoring

Conclusion: Act Now

Psychological risk assessment is not only a legal obligation but also an important tool for improving working conditions and employee satisfaction. With the right approach and appropriate tools, it can be implemented efficiently and in compliance with regulations.

The increased GDA inspections from 2026 make it clear: Anyone who has not yet conducted a psychological risk assessment should act quickly. Fines are substantial, and the responsibility lies with management.

Frequently Asked Questions

Is psychological risk assessment mandatory?

Yes, since 2013, psychological risk assessment has been mandatory for all employers in Germany. This is stipulated in § 5 para. 3 no. 6 ArbSchG, which explicitly mentions psychological stress as a risk factor.

From how many employees is a psychological risk assessment required?

The obligation to conduct the assessment applies from the first employee. Only the documentation requirement kicks in from 10 employees (§ 6 ArbSchG).

How often must the psychological risk assessment be conducted?

There is no legally defined deadline. However, the assessment must be updated when working conditions change significantly. Experts recommend repeating it every 2-3 years.

What penalties are there for non-compliance?

Violations of the risk assessment obligation can result in fines of up to 30,000 euros. Additionally, management can be held personally liable in case of work accidents or illnesses.

Who can conduct the psychological risk assessment?

The responsibility lies with the employer. Practical implementation can be done by internal specialists (e.g., HR, occupational safety officer) or external service providers. Professional qualification is important.

Does the works council need to be involved?

Yes, the works council has co-determination rights under § 87 para. 1 no. 7 BetrVG regarding regulations on the prevention of work accidents, occupational diseases, and health protection.

What is the difference between psychological stress and strain?

Psychological stress refers to all external influences affecting a person. Psychological strain is the individual reaction to this stress. The risk assessment captures stressors, not individual strain reactions.

What methods are available for psychological risk assessment?

Recognized methods include standardized questionnaires (e.g., COPSOQ, KFZA), guided interviews, facilitated workshops, and observation methods. The choice depends on company size and objectives.

How long does a psychological risk assessment take?

The duration depends on company size and the chosen method. With digital solutions like SafeMind, the survey can be set up in minutes. Participation takes about 15-20 minutes per employee.

Can small businesses conduct the assessment themselves?

Yes, with the right tools and some preparation, small businesses can conduct the psychological risk assessment themselves. Using recognized methods and proper documentation is important.

Glossary Terms in This Article